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Richtlinie für die Immobilienfonds und Fachinformation "Kennzahlen von Immobilienfonds“
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The European Securities and Markets Authority (ESMA): MiFID II Q&As
On 10th of October 2016 ESMA published its first MiFID II Q&As on investor protection topics (please see here).
ESMA intends to review these Q&As on a regular basis to update them where required and to identify if, in certain areas, there is a need to convert some of the material into ESMA Guidelines and recommendations.
The topics discussed in this first iteration cover
- Best execution
- Suitability and appropriateness
- Recording of telephone conversations and electronic communications
- Record keeping
- Investment advice on an independent basis
- Underwriting and placing
- Inducements (research)
MiFID II will enter into application on 3 January 2018 and will strengthen the protection of investors by both introducing new requirements and strengthening existing ones.